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Compliance Risk Mgt Officer - VP ICRM Quality Assurance

Company: Citi
Location: Sachse
Posted on: January 13, 2022

Job Description:

Serves as a Compliance Risk Officer for Independent Compliance Risk Management (ICRM) Quality Assurance Team (QA) responsible for reviewing and evaluating internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. The purpose of the ICRM QA program is to provide an objective evaluation of operations and/or outputs in an area of review to highlight potential risks, issues or areas of improvement, including efficiencies and best practices. This role will primarily focus on Compliance Testing, and the other Assessment pillar ICRM processes and products.Key activities include:

  • Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM by:
    • Supporting the implementation of the strategy for the ICRM Quality Assurance Program,
    • Executing assessments and reviews and analyzing results to share best practices and identify areas of improvement,
    • Quickly adapting to changing compliance environment and ICRM processes and methodologies,
    • Being able to think beyond immediate review result and understand the big picture and implications for ICRM,
    • Asking probing questions to understand processes end-to-end and to identify the root cause of exceptions and issues,
    • Contribute to and participate in relevant governance forums and in the delivery of training.
    • Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance assessments, and monitoring of compliance related issues by:
      • Scrutinizing review results and applicable data to identify themes and trends that need addressing,
      • Translating results into relevant and practical recommendations for process and control enhancements.
      • Reviewing materials to ensure compliance with various regulatory, legal, and/or Citi Policy and methodology requirements and to ensure compliance risks are appropriately identified and addressed.
      • Design and lead reviews to assess ICRM 's compliance with various regulatory, legal requirements and to ensure adherence to Citi 's Compliance Risk Policies, methodologies and relevant procedures.
      • Overseeing the monitoring of adherence to Citi 's Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials, through the execution of quality assessments, analysis and reviews including scorecard-type reviews. Analyze results and report to stakeholders and raise issues as needed.
      • Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
      • Additional duties as assigned.Knowledge & Skills:
        • Must be a self-starter, flexible, innovative and adaptive. Many Reviews will be ad hoc to nature so the candidate must be willing and able to move between assignments on short notice.
        • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
        • Strong written and verbal communication and interpersonal skills.
        • Ability to both work collaboratively and independently.
        • Advanced analytical skills.
        • Excellent project management and organizational skills and capability to handle multiple projects at one time.
        • Proficient in MS Office applications (Excel, Word, PowerPoint).
        • Ability and willingness to ask questions and provide credible challenge.
        • Knowledge of internal controls.Education & Relevant Experience:
          • Bachelor 's degree.
          • Experience in compliance or other control-related function in the financial services firm, regulatory organization, or consulting firm, or a combination thereof is required.
          • Prior testing or audit experience is preferred.-------------------------------------------------Job Family Group: Compliance and Control-------------------------------------------------Job Family:Compliance Risk Management------------------------------------------------------Time Type:------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi -) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .View the "" poster. View the .View the .View the -----------------------------Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

Keywords: Citi, Garland , Compliance Risk Mgt Officer - VP ICRM Quality Assurance, Executive , Sachse, Texas

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