Client Guidelines and Assurance Specialist
Company: Fisher Investments
Location: Sachse
Posted on: May 12, 2022
|
|
Job Description:
Whether you have majored in finance, or not, you will have an
opportunity to succeed as a Specialist on the Client Guidelines and
Assurance team and help our institutional business grow globally!
Through our unique training and mentorship program, you will learn
the fundamentals and be given the tools you need to launch the
beginning of a long and successful career. The Opportunity: As a
Client Guidelines and Assurance Specialist, you will play a crucial
role in protecting the firm, Fisher Investments' Institutional
Group and our clients by monitoring and mitigating risk associated
with contractual obligations, regulatory obligations and internal
policies and procedures. Reporting to the Client Guidelines and
Assurance Manager you will be a part of new initiatives such as
expanding our ESG portfolio capabilities, aiding in the firm's
defensive planning and the Portfolio Management Group modernization
efforts. The Day-to-Day: Interpret investment management agreements
and client guidelines Review pre-trade and post-trade compliance
alerts and violations Identify and propose effective processes for
incorporating new monitoring procedures as we look to expand our
ever-growing capabilities Conduct periodic audits to ensure
departmental compliance with various regulatory and contractual
obligations Create and maintain policies and procedures for both
internal and external use Your Qualifications: Bachelor's degree,
or equivalent combination of education and experience Commitment to
maintain quality of work while sticking to a timeline Maintain
client focus and find appropriate solutions when faced with
ambiguity Advanced level of organizational skills and ability to
restructure based on priority You are engaging and can connect with
a wide array of audiences by phone and email Why Fisher
Investments: At Fisher Investments, we work for a bigger purpose:
bettering the investment universe. From unmatched service to unique
perspectives on investing, it's the people that make the Fisher
purpose possible. And we invest in them by offering exceptional
benefits like: 100% paid medical, dental and vision premiums for
you and your qualifying dependents A 50% 401(k) match, up to the
IRS maximum 20 days of PTO*, plus 9 paid holidays 8 weeks paid
Primary Caregiver Parental Leave Back-up Child Care Program
available, offering up to 10 days annually A cumulative learning
and development framework customized for every employee An
award-winning work environment - we're Great Place to Work
Certified, and Top Workplace winners from The Oregonian We take
great pride in our inclusive culture. We value the different
perspectives and unique skills you bring to the team - it makes us
all better. Success at Fisher Investments is motivated by results,
a collaborative mindset and a commitment to accomplishing great
things - so if you are ready to do that, we are ready for you!
Apply today to be a part of a team environment where you make a
difference in the lives of people by bettering the investment
universe. *California employees accrue up to 17 days of PTO and 3
days of sick time per year. FISHER INVESTMENTS IS AN EQUAL
OPPORTUNITY EMPLOYER
Keywords: Fisher Investments, Garland , Client Guidelines and Assurance Specialist, Other , Sachse, Texas
Click
here to apply!
|